Welcome to Mendoza & Associates, Inc. 

We have designed this site to allow our clients to learn more about what is happening at Mendoza & Associates and to provide you with a centralized location to access the latest information available regarding your accounts. You will also find a host of other information here, including current financial market updates, investment research tools, articles, financial planning resources and calculators, as well as useful links to other financial planning and investment related sites.  We hope that by putting this type of information at your fingertips we can continue to provide the services you have come to expect from us.  Whether you are using the financial calculators, accessing your personal accounts, or one of the other options we have made available for you, we hope that you will find this new addition to Mendoza & Associates enjoyable and beneficial.  Thanks for visiting.

*Kenneth and Michael Mendoza are Registered Representatives of and offer securities products & services through Royal Alliance Associates, Inc. Member FINRA/SIPC, a registered broker-dealer. In this regard, this communication is strictly intended for individuals residing in the states of CT, CA, CO, DC, FL, KS, ME, MD, MA, NY, RI, SC, TX and VA. No offers may be made or accepted from any resident outside the specific states referenced.

Kenneth and Michael Mendoza are also separately registered as investment advisers or are separate investment advisers under Mendoza & Associates, Inc., a registered investment adviser, offering advisory services in the state of Connecticut. As such these services are strictly intended for individuals residing in Connecticut.

Important Consumer Information:
A broker-dealer "BD", investment adviser "IA", a BD agent, or IA Representative may only transact business in a state if first registered in that state, or is excluded or exempt from registration in that state as a broker-dealer, investment adviser, BD agent or IA Representative, as appropriate. Follow-up, individualized responses to persons in a state by such a firm or individual that involve either affecting or attempting to affect transactions in securities, or the rendering of personalized investment advice for compensation, will not be made without first complying with appropriate registration requirements, or an applicable exemption or exclusion.

For information concerning the licensing status or disciplinary history of a broker-dealer, investment adviser, BD agent, or IA rep, a consumer should contact his or her state securities law administrator.