Peggy joined the firm in 1995 after years of experience at multiple financial organizations engaging in various administrative duties. She handles all client financial reporting, and works closely with our clients in developing, monitoring, and updating their financial plans. She is also responsible for assisting the Chief Compliance Officer with a particular focus on regulatory compliance, ensuring that our practice adheres to the highest level of legal and ethical standards.
Peggy is a Registered Assistant with independent broker/dealer Royal Alliance Associates, Inc., and holds the Securities 7 & 63 securities registrations. Peggy earned a B.S. in Business from Central Connecticut State University, and lives with her husband and two sons in Cromwell, Connecticut.