Mike is the principal of Mendoza & Associates, an independent Registered Investment Advisory Firm based in Rocky Hill, Connecticut, and servicing clients throughout the United States. As a Wealth Manager, Mike shares with clients his extensive expertise in retirement planning, investment portfolio design, tax planning, and wealth distribution strategies in order to help them plan and enjoy a happy, comfortable, and active retirement.
Mike is a Chartered Financial Consultant (ChFC) and holds the Series 6, 7, 24, 63 & 65 securities registrations. He maintains Life, Health, and Variable Annuity insurance licenses, and is a member of the Financial Planning Association. Mike is affiliated with Royal Alliance Associates, Inc., a reputable independent registered broker/dealer where he is a Managing Executive and Registered Representative.
Mike earned his B.S. in Business from Fairfield University, and lives with his wife Nancy and two boys in Glastonbury, Connecticut.