Peggy joined the firm in 1995 after years of experience at multiple financial organizations engaging in various administrative duties. She primarily concentrates on updating financial plans and other related financial documentation that Mike and Ken review and present to clients. She is also responsible for assisting the Chief Compliance Officer with a particular focus on regulatory compliance, ensuring that our practice adheres to the highest level of legal and ethical standards.
Peggy is a Registered Assistant with independent broker/dealer LPL Financial, and holds the Securities 7 & 63 securities registrations though LPL Financial. She also is a Notary Public with the State of Connecticut. Peggy earned a B.S. in Business from Central Connecticut State University, and lives with her two sons in Cromwell, Connecticut.