Broker Check

Our Staff

Michael Mendoza

Financial Consultant

Mike is the principal of Mendoza & Associates, an independent Registered Investment Advisory Firm based in Rocky Hill, Connecticut. As a Wealth Manager...

Read more

Kenneth Mendoza


As the founder of Mendoza & Associates in 1978, Ken has helped his clients realize their financial goals and dreams for more than 40 years. He now serves as a consultant to the firm he started, and is an invaluable experienced resource...

Read more

Margaret Brooks

LPL Registered Assistant

Peggy joined the firm in 1995 after years of experience at multiple financial organizations engaging in various administrative duties. She handles all client financial reporting, and works closely with our clients in developing,...

Read more

Catherine Vargas

Office Manager

Cathy joined the firm in 2001 with 17 years of financial experience in both the investment and healthcare industries. As Office Manager, she oversees the company’s daily operations, provides customer service, opens new accounts,...

Read more

Michelle Dugentas

Administrative Assistant

Michelle joined the firm in 2008 as an Administrative Assistant with more than 20 years of experience in the banking, legal, and financial industries. When calling our office, it’s usually Michelle’s pleasant voice...

Read more